Trade Surveillance - Analyst Job at Interactive Brokers, Chicago, IL

  • Interactive Brokers
  • Chicago, IL

Job Description

About the Company Interactive Brokers Group, Inc. (NASDAQ: IBKR), a member of the S&P 500, is a global financial services company headquartered in Greenwich, Connecticut, with offices in over 15 countries. Through its affiliates, Interactive Brokers provides automated trade execution and custody of securities, commodities, foreign exchange, and prediction markets on over 170 markets in numerous countries and currencies. For more than four decades, Interactive Brokers has focused on technology, automation, and innovation to provide clients worldwide with a sophisticated, unified platform to manage their investment portfolios. We serve individual investors, hedge funds, proprietary trading groups, financial advisors, and introducing brokers. Our culture is driven by problem-solving, efficiency, and continuous improvement. We look for individuals who are intellectually curious, collaborative, and motivated to contribute to technology that helps simplify and enhance access to global financial markets. Interactive Brokers has consistently been recognized as a top broker by respected industry sources including Barron’s, Investopedia, Stockbrokers.com, and others. This is a hybrid role (4 days in the office/ 1 day remote). Interactive Brokers seeks Trade Surveillance Analysts for its Chicago, Illinois, office. This entry-level position has excellent growth potential for highly motivated and exceptional performers. Analysts will report to a Compliance Manager and help ensure the firm complies with the Bank Secrecy Act, USA PATRIOT Act, anti‑terrorist financing, sanctions, industry anti‑money laundering, and securities laws and regulations. Responsibilities Conducting account activity reviews, including trading, deposit, withdrawal, and public domain activity, to determine if the activity aligns with IBKR policy. Advising management by collecting, analyzing, and summarizing data and trends. Preparing regulatory filings. Contribute to streamlining current processes and identifying areas for improvement. Review trading data for suspicious activity or patterns of unusual trading. The ideal candidate will have 1-3 years of regulatory compliance experience working for an exchange, a regulatory organization, a broker‑dealer (BD), a futures commission merchant (FCM) or a similar organization. Alternatively, experience in internal audit, legal, accounting, or other control functions of a financial services firm or regulator would be beneficial. Absent direct industry experience, we will also consider applicants with excellent bachelor‑level educational credentials, some background in finance, economics, data analytics, or similar areas, and strong analytical and quantitative skills. Qualifications, Skills, Attributes: Strong product knowledge of equity or exchange‑traded derivative markets, or, preferably, both High degree of comfort and fluency with computers and technology, and understanding of how technology is applied to business and regulatory problems Excellent oral and written communication skills Detail‑oriented with outstanding organizational and project management skills Ability to work both independently as well as in a small team environment, and to multitask with minimal supervision ACAMS, CFE, CFCS, Series 7, or other FINRA licenses or certifications are a plus To be successful in this position, you will have the following: Self‑motivated and able to handle tasks with minimal supervision. Superb analytical and problem‑solving skills. Excellent collaboration and communication (Verbal and written) skills. Outstanding organizational and time management skills. Company Benefits: Competitive salary, annual performance‑based bonus, and stock grant awards 401(k) retirement plan with competitive company match Excellent health and wellness benefits, including medical, dental, and vision benefits. 100% employer‑paid medical premiums, with generous employer contributions to dental & vision plans as well. Wellness screening and assessments, health coaches, and counseling services through an Employee Assistance Program (EAP) Generous paid parental leave (up to 16 weeks paid parental leave for eligible employees) Company‑paid basic life insurance, accidental death & dismemberment (AD&D), and short‑and long‑term disability coverage Flexible Spending Accounts (Healthcare, Dependent Care, and Commuter FSAs) Quarterly fitness stipend to offset costs associated with traditional gym and fitness memberships or fees Education reimbursement and professional development opportunities Legal services, telehealth access, and voluntary insurance options Backup child and adult care support through Care.com Daily lunch allowance and fully stocked kitchen with healthy breakfast and snack options #J-18808-Ljbffr

Job Tags

Temporary work, Work at office, Remote work, Worldwide, Flexible hours

Similar Jobs

Tisun Beauty

Jewelry and Fashion Sales Associate Job at Tisun Beauty

 ...Tisun Beauty Supply experience. The opportunity Join our Fashion department and help customers complete their personal style....  ...accurate prices and product placement. Restock merchandise, assist with counts, and report missing or damaged items. Process transactions... 

idealforce

QA Analyst (28589) Job at idealforce

Company DescriptionIDEALFORCE have a Contractposition available immediately for a QA Analyst to join our customer in Phoenix, AZ. This is an ONSITE position. Please find below additional details about this job. Kindly respond with your most up to date resume if you would... 

Vertex Pharmaceuticals

Senior Director, Financial Planning & Analysis - Commercial Job at Vertex Pharmaceuticals

Senior Director leading US Commercial Finance strategy and operations at a rapidly growing biopharmaceutical company. This role partners with senior commercial leadership to develop financial strategy, manage budgets and forecasts, and lead a team supporting portfolio ...

Champion Personnel

FABRICATOR Job at Champion Personnel

 ...experience who are looking for long-term employment with a well-established company.Job Responsibilities Assist in the production and fabrication of plastic products Load and unload materials throughout the manufacturing process Operate basic hand tools and production... 

SynergisticIT

Full-stack developer - Junior Job at SynergisticIT

 ...etc to name a few. We have an excellent reputation with the clients. Currently, We are looking for entry-level software programmers, Java full-stack developers, Python/Java developers, Data analysts/ Data Scientists, and Machine Learning engineers for full-time positions...